Impact of NERC CIP Reliability Standard Version 4 for Generation Facilities

Download PDF


The Critical Asset status of a number of generation facilities and other related BES assets may change based on the recently approved (by FERC) Version 4 of the NERC CIP Reliability Standard.  The "Bright Line" criteria resident in CIP-002, Version 4 is intended to clarify what generation facility and transmission assets are indeed Critical Assets.  Version 4 of the standard, in terms of defining generation facilities as Critical Assets, states that the following generation facilities shall be designated as Critical Assets:

  • "Each group of generating units (including nuclear generation) at a single plant location with an  aggregate highest rated net Real Power capability of the preceding 12 months equal to or exceeding 1,500 MW in a single Interconnection."
  • "Each generation Facility that the Planning Coordinator or Transmission Planner designates and informs the Generator Owner or Generator Operator as necessary to avoid BES Adverse Reliability Impacts in the long-term planning horizon."
  • "Each Blackstart Resource identified in the Transmission Operator's restoration plan."

Additionally, the Facilities comprising the Cranking Paths and meeting the initial switching requirements from the Blackstart Resource to the first interconnection point of the generation unit(s) to be started, or up to the point on the Cranking Path where two or more path options exist, as identified in the Transmission Operator's restoration plan shall also be designated as Critical Assets.

The impact of defining a generation facility or related BES facilities as a Critical Asset is largely based on the presence or absence of Critical Cyber Assets (CCAs).  If CCAs are present, all provisions of the CIP Reliability Standard will need to be implemented having a potential impact to the operations of the facility.  However, there are strategies to minimize CCAs from some networks depending upon the systems architecture and connectivity requirements.  Investigations into viable alternatives are highly recommended. Even if Critical Cyber Assets are not present, we recommend a minimal set of security program provisions be designed and implemented to:

  • Prevent the unintentional reconfiguration or changes made in the plant networks altering the connectivity of a cyber asset that results in a reclassification of a cyber asset as a CCA, and
  • Provide a prudent level of physical and cyber security commensurate with the operational and business risks of the generation facility.

DYONYX specializes in the proper identification of CCAs, providing recommendations to minimize CCAs, and assisting utilities in achieving compliance for those CCAs present.  We provide a rapid development and implementation of security programs using our proven process templates, policies, and documents to allow compliance to be achieved in the shortest possible timeframe. If your generation facility falls within the new classification criteria, give us a call to discuss our efficient and comprehensive approach to mitigate the impact on your operations.

About DYONYX
Founded in 1996, DYONYX LP, is a privately held information technology outsource and consulting firm dedicated to helping clients improve their productivity and security and reduce their cost and risk through a proven set of methodologies, extensive experience, deep skills and world class service at reasonable rates. DYONYX provides a comprehensive suite of support services to the electric utility industry that includes security program designs, IT systems architecture designs, secure network designs, physical and cyber security vulnerability assessments, business continuity and disaster recovery planning, and end-to-end project management.

Please contact us at:
Ron Blume, P.E.
Vice President, Professional Services
DYONYX, L.P
1235 N. Loop West
Suite 1220
Houston, TX 77008
Direct: (972) 369-7932
ron.blume@dyonyx.com

 

To learn more, visit www.dyonyx.com



Client Profile
El Paso Electric Company (EPE) is a medium sized integrated electric utility operating in the Rio Grande Valley in west Texas and southern New Mexico with over 347,000 customers. With approximately 1,000 employees, EPE has an installed net generation capacity of 1,500 MW including about 16% interests in the Palo Verde nuclear plant. While EPE is moderate in size when compared to many corporations, as an electric utility, the technology infrastructures are very complex incorporating real-time systems, large customer databases, multi-layered geographic information systems, communication and dispatch systems, and comprehensive facilities management systems all supporting the delivery of electricity to the customers. This environment, coupled with the key responsibility to operate and maintain the critical electric grid infrastructures for the region, sets the stage for the need of a robust set of information system infrastructures. These infrastructures, which include hardware architecture, application system architecture, network architecture, and supporting organizational resources, need to incorporate appropriate technology, integrated design concepts, and efficient processes to meet the needs of the corporation.
Executive Summary
EPE retained the services of DYONYX to perform a cooperative technical examination and assessment of various aspects of the current technical environment considered by leadership to be of high importance and worthy of focus. Our team concentrated on the methods and support of functional interfaces for core business applications, the design of EPE's LAN/WAN infrastructure, server strategies and storage architecture, desktop and software management, and secure communications.
Upon completion of this assessment DYONYX was awarded the contract to virtualize the EPE server environment to reduce the physical footprint required to provide current business functions while minimizing any disruptions to the current production environment. The intent of this consolidation was to reduce the physical footprint only and not change the logical infrastructure design as EPE was preparing to move their data center to a new location. DYONYX was asked to respond to an RFP on the data center relocation to determine if continuing to support their IT internally, hosting their services in a third party hosting facility or fully outsourcing all of IT was the most cost effective solution. Upon completion of the RFP, DYONYX was requested to respond to a full outsource RFP, which was also awarded to DYONYX.
End User Support
DYONYX provides technical personal computer, laptop and software assistance to all EPE personnel. Service Desk Level I personnel located in our centralized ITIL compliant Service Desk respond to employee questions and requests for service. Software support includes operating system, word processing, e-mail, presentation graphics, spreadsheet, drawing, illustration, file compression, workflow management, database, networking, web browser, and industry specific Commercial off the Shelf (COTS)